Summary
Generated
The ECMA’s “Supervision Guideline with Templates V1.0” (Oct 2025) sets out the regulatory framework, supervisory approach (risk‑ and compliance‑based, on‑site/off‑site inspections), and detailed compliance obligations for all Ethiopian capital‑market participants—including exchanges, OTC markets, depositories, clearing firms and self‑regulatory organisations—covering governance, risk management, reporting, capital/liquidity standards, auditor approval and enforcement procedures, with templates for entities such as broker‑dealer compliance reports.
Ask about this document