Directives
other
November 1, 2024

Directive on Licensing Operation and Supervision of Securities Exchanges Derivatives Exchanges and the Over The Counter Market No. 1009/2024

Published
November 1, 2024
Category
Directives
First indexed
Source
ecma.gov.et/download/directive-on-licensing-operation-and-supervision-of-securities-exchanges-derivatives-exchanges-and-the-over-the-counter-market-no-1009-2024/?wpdmdl=2750

Summary

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The directive establishes the licensing, operational standards, and supervisory framework governing securities exchanges, derivatives exchanges, and over‑the‑counter markets, outlining the requirements and procedures entities must meet to obtain and maintain authorization. It details the regulatory responsibilities, compliance obligations, and enforcement mechanisms to ensure market integrity and investor protection.

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