GUIDANCE FOR ECMA LICENSEES ON CUSTOMER DUE DILIGENCE AND REPORTING UNDER AML/CFT

The document provides detailed AML/CFT guidance for Ethiopian Capital Market Authority (ECMA) licensees, outlining customer due‑diligence procedures, risk‑based onboarding and monitoring requirements for investors and market participants, and comprehensive reporting obligations—including annual control reports and Suspicious Transaction Reports—to the Authority. It also defines key terms, lists red‑flags, and specifies the content and format for regulatory filings.